Shields & Company, Inc. is a middle-market investment bank providing corporate finance advisory services in the areas of: mergers and acquisitions, corporate restructurings and recapitalizations, debt and equity capital raising, financial advisory assignments, and valuations and fairness opinions.  We are a generalist investment bank and have completed transactions across a broad spectrum of industries including: consumer and industrial products, retailing, distribution, technology, business services, financial services, healthcare, and environmental services.

Shields & Company, Inc. employs a team of highly-skilled and experienced professionals.  Our senior partners have worked on Wall Street.  They have worked on complex assignments over a broad array of industries and have over 100 years of corporate finance experience.  Our clients typically generate revenues in the range of $30 - $300 million and have good, if not exceptional, historical track records and outstanding prospects for growth. 

Our staff is dedicated to complete the assignments for our clients in a professional and efficient manner.  We achieve superior results for our clients and as a result, maintain long-standing relationships with many of them. 

Our partners also sit on the Boards of Directors of various public and private companies, and are therefore sensitive to the fiduciary and governance responsibilities confronting directors in the era of increased director responsibility.

Shields Securities, Inc., our Broker/Dealer and Registered Investment Advisor affiliate,
transacts certain regulated transactions.  Certain members of our professional staff are appropriately licensed with the National Association of Broker/ Dealers and as Investment Advisor Representatives (Massachusetts) where required.